Michael Paul Otterson
Professional Summary
Michael Paul Otterson, who also goes by Michael Paul Otterson Mr., Michael Otterson, is a registered financial advisor currently at ASCENTIS INDEPENDENT ADVISORS, LLC located in Bountiful, Utah. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Paul Otterson Mr., Michael Otterson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | XARTIS WEALTH ADVISORY GROUP | WINDFALL HILL CAPITAL | WATERSTONE WEALTH | VECTOR3 WEALTH MANAGEMENT | TVN ADVISORS | TRI-VALLEY WEALTH MANAGEMENT | TOPWATER CAPITAL | TINKER CAPITAL | TANGENT RETIREMENT | STRADA WEALTH | SCHNEIDER WEALTH MANAGEMENT | ROOTED WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | ORG PARTNERS | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | IMPACT FINANCIAL STRATEGIES | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | GOLDEN STATE EQUITY PARTNERS | ENRIQUEZ FINANCIAL GROUP | ELIAS FINANCIAL SERVICES | DESERT CITIES WEALTH MANAGEMENT | CONSTANCE WEALTH ADVISORS | CITRUS WEALTH MANAGEMENT | CIRQUE FINANCIAL GROUP | CAPITAL WAYPOINT | BENCHMARK FINANCIAL ADVISORS | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
Contact Information
Main Address
5001 Spring Valley Road Suite 810w, Dallas, TX 75244Phone Number
(866) 273-1563# of Employees
43SEC notice filing (38 States and Territories)
Registered to provide investment advisory services in 38 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
7,464AUM (Assets Under Management)
$2,094,861,769Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | XARTIS WEALTH ADVISORY GROUP | WINDFALL HILL CAPITAL | WATERSTONE WEALTH | VECTOR3 WEALTH MANAGEMENT | TVN ADVISORS | TRI-VALLEY WEALTH MANAGEMENT | TOPWATER CAPITAL | TINKER CAPITAL | TANGENT RETIREMENT | STRADA WEALTH | SCHNEIDER WEALTH MANAGEMENT | ROOTED WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | ORG PARTNERS | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | IMPACT FINANCIAL STRATEGIES | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | GOLDEN STATE EQUITY PARTNERS | ENRIQUEZ FINANCIAL GROUP | ELIAS FINANCIAL SERVICES | DESERT CITIES WEALTH MANAGEMENT | CONSTANCE WEALTH ADVISORS | CITRUS WEALTH MANAGEMENT | CIRQUE FINANCIAL GROUP | CAPITAL WAYPOINT | BENCHMARK FINANCIAL ADVISORS | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
State Registrations and Notice Filings
(1/8/2026)
(1/13/2026)
(1/9/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Otterson's CRS (Customer Relationship Summary).
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