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GJ

Grace Lynette Johnson

TASTYTRADE
CHICAGO, IL
·CRD# 5143496·20 years experience

Professional Summary

Grace Lynette Johnson, who also goes by Grace Lynette Mitchell, is a registered financial advisor currently at TASTYTRADE, INC. located in Chicago, Illinois. Grace is registered as a RR (Registered Representative) and started their career in finance in 2006. Grace has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grace Lynette Mitchell

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

TASTYTRADE, INC.·CRD# 277027
BD
1330 West Fulton Street Suite 600, Chicago, IL 60607
December 6, 2020 - Present
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Chicago, IL
June 8, 2018 - November 23, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Chicago, IL
June 7, 2018 - November 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Homewood, IL
December 11, 2006 - October 25, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chicago, IL
August 7, 2006 - October 25, 2017

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Current Firm

TI
TASTYTRADE, INC.

TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: 8-69649
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Mailing Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Phone Number

(312) 724-7075

Established

Delaware since 06/22/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER—
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
CORSO, JOSEPH ROBERTPRESIDENT AND HEAD OF BROKERAGE4025105
GRACE, CHRISTOPHER WILLIAMINTERIM CHIEF OPERATING OFFICER5985000
JANIK, JEREMYAML COMPLIANCE OFFICER4859798
JOHNSON, THOMAS WILLIAMCHIEF COMPLIANCE OFFICER5421745
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/6/2020)
RR
Alaska
(12/6/2020)
RR
Arizona
(12/6/2020)
RR
Arkansas
(12/6/2020)
RR
California
(12/6/2020)
RR
Colorado
(12/6/2020)
RR
Connecticut
(12/6/2020)
RR
Delaware
(12/6/2020)
RR
District of Columbia
(12/6/2020)
RR
Florida
(12/6/2020)
RR
Georgia
(12/6/2020)
RR
Hawaii
(12/6/2020)
RR
Idaho
(12/6/2020)
RR
Illinois
(12/6/2020)
RR
Indiana
(12/6/2020)
RR
Iowa
(12/6/2020)
RR
Kansas
(12/6/2020)
RR
Kentucky
(12/6/2020)
RR
Louisiana
(12/6/2020)
RR
Maine
(12/8/2020)
RR
Maryland
(12/6/2020)
RR
Massachusetts
(12/6/2020)
RR
Michigan
(12/6/2020)
RR
Minnesota
(12/6/2020)
RR
Mississippi
(12/6/2020)
RR
Missouri
(12/6/2020)
RR
Montana
(12/6/2020)
RR
Nebraska
(12/6/2020)
RR
Nevada
(12/6/2020)
RR
New Hampshire
(12/6/2020)
RR
New Jersey
(12/6/2020)
RR
New Mexico
(12/6/2020)
RR
New York
(12/6/2020)
RR
North Carolina
(12/6/2020)
RR
North Dakota
(12/6/2020)
RR
Ohio
(12/6/2020)
RR
Oklahoma
(12/6/2020)
RR
Oregon
(12/6/2020)
RR
Pennsylvania
(12/6/2020)
RR
Puerto Rico
(12/6/2020)
RR
Rhode Island
(12/6/2020)
RR
South Carolina
(12/6/2020)
RR
South Dakota
(12/6/2020)
RR
Tennessee
(12/6/2020)
RR
Texas
(12/6/2020)
RR
Utah
(12/6/2020)
RR
Vermont
(12/6/2020)
RR
Virgin Islands
(12/6/2020)
RR
Virginia
(12/6/2020)
RR
Washington
(12/6/2020)
RR
West Virginia
(12/6/2020)
RR
Wisconsin
(12/6/2020)
RR
Wyoming
(12/6/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Grace Lynette Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GJ
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