Corey M. Neistadt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corey Malcom Neistadt, who also goes by Corey Malcom Nerstadt, was a registered financial professional .
Corey is a previously registered financial professional and started their career in finance in 2006. Corey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2019 - February 23, 2021
ALTURAS WEALTH MANAGEMENT, LLC
October 31, 2006 - September 4, 2019
1ST GLOBAL ADVISORS INC
August 10, 2006 - September 4, 2019
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ALTURAS WEALTH MANAGEMENT, LLC
CRD#: 304531 / SEC#: 801-117263
Contact information
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 36,876,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
