Michael J. Lafontaine
Professional summary
Michael James Lafontaine, who also goes by Michael J. Lafontaine, Mike Lafontaine, is a registered financial advisor currently at AZA CAPITAL MANAGEMENT located in Chicago, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Lafontaine's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2009 - Present
AZA CAPITAL MANAGEMENT
Office #1: 141 W Jackson Blvd Suite 3332, Chicago, IL 60604March 3, 2008 - August 17, 2009
NRP ADVISORS, INC.
December 13, 2006 - October 16, 2008
NRP FINANCIAL, INC.
December 12, 2006 - August 17, 2009
NRP FINANCIAL, INC.
July 7, 2006 - December 1, 2006
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
AZA CAPITAL MANAGEMENT
CRD#: 109784 / SEC#: 801-54428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2009)
(3/9/2021)
(7/1/2014)
Exams
Current Firm
AZA CAPITAL MANAGEMENT
CRD#: 109784 / SEC#: 801-54428
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 845 |
| AUM (Assets Under Management) | $ 313,995,693 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 11/13/2024 | ||
| 12/14/2023 | ||
| 02/14/2023 |
Red Flags
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