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Thomas A. Podgorski

CATRS TEACHERS RETIREMENT SERVICES LLC
Riverside, CA
Some features on this profile are disabled
CRD#: 5142836
TP

Professional summary

Thomas Allen Podgorski is a registered financial advisor currently at CATRS TEACHERS RETIREMENT SERVICES LLC located in Riverside, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Thomas has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Podgorski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2023 - Present

CATRS TEACHERS RETIREMENT SERVICES LLC

RIA
CRD#: 298801
Riverside, CA
Past

October 4, 2018 - December 31, 2022

CATRS TEACHERS RETIREMENT SERVICES LLC

RIA
CRD#: 298801
RIVERSIDE, CA
Past

August 14, 2008 - February 8, 2011

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
RIVERSIDE, CA
Past

June 20, 2006 - August 15, 2008

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/11/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/2/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/19/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CT
CATRS TEACHERS RETIREMENT SERVICES LLC
CATRS TEACHERS RETIREMENT SERVICES LLC

CRD#: 298801 / SEC#:

California
Registered Investment Advisory firm - (1/11/2023 Approved)
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Contact information

Main Address
Riverside, CA
Mailing Address
Phone number
(951) 990-2914
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

CATRS TEACHERS RETIREMENT SERVICES LLC

CRD#: 298801Riverside, CA

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