Avi H. Dahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avi H Dahan was a registered financial professional .
Avi is a previously registered financial professional and started their career in finance in 2006. Avi had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - August 18, 2014
BRAVER STERN SECURITIES LLC
October 31, 2006 - June 19, 2012
S. GOLDMAN ADVISORS, LLC
August 3, 2006 - May 25, 2007
SSC NY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/2/2006
Corporate Securities Limited Representative ExaminationCurrent Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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