Dinesh Pardasani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dinesh Pardasani, who also goes by Dan Pardasani, was a registered financial professional .
Dinesh is a previously registered financial professional and started their career in finance in 2006. Dinesh had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2006 - January 13, 2016
S. GOLDMAN ADVISORS, LLC
September 1, 2006 - May 25, 2007
SSC NY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S. GOLDMAN ADVISORS, LLC
CRD#: 139529 / SEC#: , 8-67229
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
