Lori A. Callaway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Ann Callaway, who also goes by Lori Ann Kurtos, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2006. Lori had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2024 - December 31, 2025
JORDAN, KNAUFF & COMPANY
December 9, 2009 - January 5, 2024
JORDAN, KNAUFF & COMPANY
May 16, 2007 - December 8, 2008
MACQUARIE CAPITAL (USA) INC.
June 26, 2006 - April 18, 2007
GIULIANI CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
JORDAN, KNAUFF & COMPANY
CRD#: 129725 / SEC#: , 8-66246
Contact information
FINRA licenses (11 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
