Lori A. Callaway
Professional summary
Lori Ann Callaway, who also goes by Lori Ann Kurtos, is a registered financial professional currently at JORDAN, KNAUFF & COMPANY located in Chicago, Illinois.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2006. Lori has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Ann Callaway's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2024 - Present
JORDAN, KNAUFF & COMPANY
Office #1: 100 S. Wacker Drive Suite 850, Chicago, IL 60606December 9, 2009 - January 5, 2024
JORDAN, KNAUFF & COMPANY
May 16, 2007 - December 8, 2008
MACQUARIE CAPITAL (USA) INC.
June 26, 2006 - April 18, 2007
GIULIANI CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
JORDAN, KNAUFF & COMPANY
CRD#: 129725 / SEC#: , 8-66246
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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