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DC

Donald R. Carson

SOUTH STREET SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 5142130
DC

Professional summary

Donald R Carson III, who also goes by Donald R Carson, is a registered financial professional currently at SOUTH STREET SECURITIES LLC located in New York, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2006. Donald has worked at 6 firms and has passed the Series 63, Series 3, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Donald R Carson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald R Carson III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2024 - Present

SOUTH STREET SECURITIES LLC

Office #1: 1155 Sixth Ave 14th Floor, New York, NY 10036
BD
CRD#: 125202
New York, NY
Past

May 30, 2024 - May 9, 2025

GX2 SPREAD MARKETS, LLC

BD
CRD#: 171355
New York, NY
Past

October 1, 2021 - December 13, 2021

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

April 7, 2008 - December 21, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 29, 2007 - March 19, 2008

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

July 13, 2006 - August 23, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/3/2024
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SOUTH STREET SECURITIES LLC
SOUTH STREET SECURITIES LLC

CRD#: 125202 / SEC#: , 8-65770

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1155 Sixth Ave 14th Floor, New York, NY 10036
Mailing Address
1155 Sixth Ave 14th Floor, New York, NY 10036
Phone number
(212) 824-0738
Established
Delaware since 03/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTH STREET SECURITIES FUNDING LLCOWNER
KELLY, JOHN EDWARDCCO
LUBRANO, LEONARD GCFO1091164
PEREZ-VEGA, JOSE CARLOSBOARD OF MANAGER2209448
PUCCI, STEPHANIETRADING PRINCIPAL2674481
SCHUIT, JASON EDWARDPRESIDENT2426827
TABACCHI, JAMES MICHAELCHIEF EXECUTIVE OFFICER/ BOARD OF MGERS2355049

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUTH STREET SECURITIES LLC

CRD#: 125202New York, NY 10036

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