SP
Scott C. Potter
CBRE CAPITAL ADVISORS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 5142095
SP
Professional summary
Scott Christopher Potter is a registered financial professional currently at CBRE CAPITAL ADVISORS, INC. located in Dallas, Texas.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 22TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Christopher Potter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2006 - Present
CBRE CAPITAL ADVISORS, INC.
Office #1: 2100 Mckinney Avenue Suite 900, Dallas, TX 75201Office #2: 8548 Rosita Lee Avenue Suite 200, Las Vegas, NV 89113Office #3: 200 Park Avenue Suite 2001, New York, NY 10166Office #4: 200 Park Avenue 2001, New York, NY 10166BD
CRD#: 140565
Dallas, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/1/2007)
RR
California(10/13/2006)
RR
Colorado(11/7/2023)
RR
Connecticut(11/6/2006)
RR
District of Columbia(3/9/2010)
RR
Florida(11/7/2006)
RR
Illinois(2/16/2010)
RR
Kentucky(6/14/2021)
RR
Maine(7/28/2021)
RR
Maryland(6/9/2009)
RR
Massachusetts(2/16/2007)
RR
Minnesota(1/16/2024)
RR
Missouri(12/13/2021)
RR
Nevada(2/5/2010)
RR
New Jersey(10/25/2006)
RR
New Mexico(12/13/2023)
RR
New York(10/16/2006)
RR
North Carolina(2/24/2010)
RR
Pennsylvania(10/25/2006)
RR
Rhode Island(2/25/2010)
RR
South Carolina(2/8/2010)
RR
Texas(8/31/2006)
RR
Utah(11/23/2021)
RR
Virginia(2/9/2010)
RR
Washington(2/5/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CBRE CAPITAL ADVISORS, INC.
CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION
CRD#: 140565 / SEC#: , 8-67319
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Mailing Address
2121 N. Pearl Street Suite 300, Dallas, TX 75201
Phone number
(214) 863-4255
Established
Delaware since 12/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (26 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CBRE CAPITAL ADVISORS, INC.
CRD#: 140565Dallas, TX 75201TRUST BUT VERIFY
Monitor Scott Potter
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
