Nathaniel P. Carswell

FORTHRIGHT CAPITAL ADVISORY

Greensboro, NC

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CRD#: 5141661

Professional summary

Nathaniel Phillip Carswell, CFP®, CIMA® is a registered financial advisor currently at FORTHRIGHT CAPITAL ADVISORY located in Greensboro, North Carolina.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nathaniel has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Do you have an area of expertise or specialization?

Charitable Giving

Financial Psychology/Coaching

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Phillip Carswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CRD#: 18387

KERNERSVILLE, NC

Past

July 30, 2007 - March 30, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

KERNERSVILLE, NC

Past

July 30, 2007 - March 30, 2009

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

KERNERSVILLE, NC

Past

February 28, 2007 - April 18, 2007

EDWARD JONES

RIA

CRD#: 250

ST LOUIS, MO

Past

February 5, 2007 - April 18, 2007

EDWARD JONES

CRD#: 250

ST LOUIS, MO

Past

September 19, 2006 - February 13, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HIGH POINT, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/1/2023)

IAR

North Carolina
(12/1/2023)

IAR

Pennsylvania
(10/30/2025)

IAR

Rhode Island
(10/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/2006

General Securities Representative Examination

Current Firm

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

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Contact information

Main Address

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128

Mailing Address

Phone number

(725) 712-3016

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTHRIGHT CAPITAL ADVISORY ADV PART 2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	882
AUM (Assets Under Management)	$ 64,985,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Nathaniel P. Carswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Phillip Carswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD FINANCIAL ADVISORS, INC.

MORTON WEALTH MANAGEMENT LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

EDWARD JONES

EDWARD JONES

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FORTHRIGHT CAPITAL ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2007

Series 7

Date: 9/18/2006

Current Firm

FORTHRIGHT CAPITAL ADVISORY

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTHRIGHT CAPITAL ADVISORY

TRUST BUT VERIFY

Contact information

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