JA
James A. Aucutt
PARALEL DISTRIBUTORS
Boston, MA 02111-2641
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CRD#: 5141534
JA
Professional summary
James Andrew Aucutt, who also goes by Jamie Aucutt, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Boston, Massachusetts.
James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 65, Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jamie Aucutt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sods & Stripes LLC; Not investment related; 500 Pineview Drive, Euless, TX 76039; Lawn mowing & Landscaping Services; Member/Silent Partner; less than 1 hr/month (zero); Started 06/26/2021.
CRS (Client Relationship Summary) - BD
Click below to view James Andrew Aucutt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2025 - Present
PARALEL DISTRIBUTORS
Office #1: One Lincoln Street Suite 1700, Boston, MA 02111-2641BD
CRD#: 316115
Boston, MA
Past
April 25, 2022 - June 24, 2025
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
DALLAS, TX
Past
February 22, 2022 - June 24, 2025
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
DALLAS, TX
Past
July 29, 2021 - February 18, 2022
PEACHTREE PC INVESTORS, LLC
BD
CRD#: 301004
ATLANTA, GA
Past
April 23, 2014 - July 30, 2021
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
June 10, 2010 - March 31, 2014
FIXED INCOME CAPITAL PARTNERS, LLC
BD
CRD#: 123001
WHEATON, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/15/2025)
RR
Alaska(8/15/2025)
RR
Arizona(8/15/2025)
RR
Arkansas(8/15/2025)
RR
California(8/15/2025)
RR
Colorado(8/15/2025)
RR
Connecticut(8/15/2025)
RR
Delaware(8/15/2025)
RR
District of Columbia(8/15/2025)
RR
Florida(8/15/2025)
RR
Georgia(8/15/2025)
RR
Hawaii(8/15/2025)
RR
Idaho(8/15/2025)
RR
Illinois(8/15/2025)
RR
Indiana(8/15/2025)
RR
Iowa(8/15/2025)
RR
Kansas(8/15/2025)
RR
Kentucky(8/15/2025)
RR
Louisiana(8/15/2025)
RR
Maine(8/15/2025)
RR
Maryland(8/15/2025)
RR
Massachusetts(8/15/2025)
RR
Michigan(8/15/2025)
RR
Minnesota(8/15/2025)
RR
Mississippi(8/15/2025)
RR
Missouri(8/15/2025)
RR
Montana(8/15/2025)
RR
Nebraska(8/15/2025)
RR
Nevada(8/15/2025)
RR
New Hampshire(8/15/2025)
RR
New Jersey(8/15/2025)
RR
New Mexico(8/15/2025)
RR
New York(8/15/2025)
RR
North Carolina(8/15/2025)
RR
North Dakota(8/15/2025)
RR
Ohio(8/15/2025)
RR
Oklahoma(8/15/2025)
RR
Oregon(8/15/2025)
RR
Pennsylvania(8/15/2025)
RR
Puerto Rico(8/15/2025)
RR
Rhode Island(8/15/2025)
RR
South Carolina(8/15/2025)
RR
South Dakota(8/15/2025)
RR
Tennessee(8/15/2025)
RR
Texas(8/15/2025)
RR
Utah(8/15/2025)
RR
Vermont(8/15/2025)
RR
Virgin Islands(8/15/2025)
RR
Virginia(8/15/2025)
RR
Washington(8/15/2025)
RR
West Virginia(8/15/2025)
RR
Wisconsin(8/15/2025)
RR
Wyoming(8/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
CRD#: 316115 / SEC#: , 8-70771
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARALEL DISTRIBUTORS
CRD#: 316115Boston, MA 02111-2641TRUST BUT VERIFY
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