John F. Collopy
Professional summary
John Francis Collopy, who also goes by John Francis Collopy Jr, is a registered financial professional currently at CARL M. HENNIG, INC. located in Oshkosh, Wisconsin.
John is registered as a RR (Registered Representative) and started their career in finance in 1968. John has worked at 10 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, SIE, Series 87, Series 86, Series 1, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Collopy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2010 - Present
CARL M. HENNIG, INC.
Office #1: 206 North Main Street, Oshkosh, WI 54901February 8, 2005 - September 29, 2010
BRIGGS-FICKS SECURITIES, LLC
June 29, 1995 - March 13, 1996
FIRST EQUITY CORPORATION OF FLORIDA
June 11, 1992 - June 16, 2004
SOUTH BEACH CAPITAL MARKETS INCORPORATED
September 4, 1990 - May 22, 1992
WELLS FARGO CLEARING SERVICES, LLC
July 23, 1990 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
March 10, 1987 - March 20, 1990
CLEARY GULL REILAND & MCDEVITT INC.
January 30, 1980 - January 30, 1987
ROBERT W. BAIRD & CO. INCORPORATED
January 27, 1971 - January 30, 1980
ROBERT W. BAIRD & CO. INCORPORATED
June 25, 1968 - January 28, 1971
THE MILWAUKEE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2010)
(10/26/2010)
(9/30/2010)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 6/19/1968
Registered Representative ExaminationFINRA
Current Firm
CARL M. HENNIG, INC.
CRD#: 140 / SEC#: , 8-14509
Contact information
FINRA licenses (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 24,700,000 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CARL M. HENNIG, INC.
CRD#: 140Oshkosh, WI 54901TRUST BUT VERIFY
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