Scott E. Burns

RIVER RAISIN INVESTMENT PARTNERS

Monroe, MI 48161

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CRD#: 5140649

Professional summary

Scott Edward Burns, who also goes by Scott E Burns, is a registered financial advisor currently at RIVER RAISIN INVESTMENT PARTNERS, INC. located in Monroe, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott E Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent. LIFE, HEALTH, PROPERTY AND CASUALTY. 2 HOURS A MONTH 2) PIN SEEKERS, LLC; NON-INVESTMENT RELATED; MONROE, MI; OWNER; START - 04/2023; 20 HRS/MO (5 DURING TRADING); ADMINISTRATIVE DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Edward Burns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2018 - Present

RIVER RAISIN INVESTMENT PARTNERS, INC.

Office #1: 230 W Front St, Monroe, MI 48161

RIA

CRD#: 298014

Monroe, MI

Past

October 18, 2016 - September 5, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

MONROE, MI

Past

October 14, 2016 - September 5, 2018

LPL FINANCIAL LLC

CRD#: 6413

MONROE, MI

Past

April 4, 2011 - November 7, 2016

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

TOLEDO, OH

Past

January 20, 2011 - November 7, 2016

FIFTH THIRD SECURITIES, INC.

CRD#: 628

TOLEDO, OH

Past

September 7, 2010 - January 21, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

TOLEDO, OH

Past

December 8, 2009 - September 10, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

FLAT ROCK, MI

Past

July 11, 2006 - December 11, 2009

EDWARD JONES

CRD#: 250

MONROE, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/20/2018)

IAR

Ohio
(8/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2006

General Securities Representative Examination

Current Firm

RIVER RAISIN INVESTMENT PARTNERS, INC.

RIVER RAISIN INVESTMENT PARTNERS, INC. | RIVER RAISIN INVESTMENT PARTNERS, LLC

CRD#: 298014 / SEC#:

Michigan

Registered Investment Advisory firm - (8/3/2018 Approved)

Ohio

Registered Investment Advisory firm - (8/13/2018 Approved)

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Contact information

Main Address

230 W Front St, Monroe, MI 48161

Mailing Address

Phone number

(734) 241-5771

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	935
AUM (Assets Under Management)	$ 120,166,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott E. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Edward Burns's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

SIGNATOR INVESTORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2011

Series 63

Date: 7/14/2006

SIE

Date: 9/5/2018

Series 7

Date: 7/10/2006

Current Firm

RIVER RAISIN INVESTMENT PARTNERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVER RAISIN INVESTMENT PARTNERS, INC.

TRUST BUT VERIFY

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