Brian M. O'rourke

PRATO CAPITAL MANAGEMENT

White Plains, NY 10605

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CRD#: 5140418

Professional summary

Brian Murphy O'rourke JR., who also goes by Brian Murphy Orourke, is a registered financial advisor currently at PRATO CAPITAL MANAGEMENT located in White Plains, New York.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Murphy Orourke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RUFUS LABS, INC.; NON-INVESTMENT RELATED; LOS ANGELES, CA; SILENT INVESTOR; 0 HOURS/MONTH ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Murphy O'rourke JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2018 - Present

PRATO CAPITAL MANAGEMENT

Office #1: 70 Gedney Way, White Plains, NY 10605

RIA

CRD#: 289917

White Plains, NY

Past

November 5, 2007 - December 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DARIEN, CT

Past

November 5, 2007 - December 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DARIEN, CT

Past

April 2, 2007 - November 6, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

GREENWICH, CT

Past

April 2, 2007 - November 6, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

GREENWICH, CT

Past

July 31, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

GREENWICH, CT

Past

June 22, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRATO CAPITAL MANAGEMENT

PRATO CAPITAL MANAGEMENT | PRATO CAPITAL MANAGEMENT, INC.

CRD#: 289917 / SEC#: 801-111842

RIA

Registered Investment Advisory firm - (10/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/26/2018)

IAR

New York
(8/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/27/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/21/2006

General Securities Representative Examination

Current Firm

PRATO CAPITAL MANAGEMENT

PRATO CAPITAL MANAGEMENT | PRATO CAPITAL MANAGEMENT, INC.

CRD#: 289917 / SEC#: 801-111842

RIA

Registered Investment Advisory firm - (10/12/2017 Approved)

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Contact information

Main Address

70 Gedney Way, White Plains, NY 10605

Mailing Address

Phone number

(914) 930-6871

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (1/30/2025)

PRATO CAPITAL MANAGEMENT WRAP PROGRAM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 195,749,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. O'rourke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Murphy O'rourke JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PRATO CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2006

SIE

Date: 12/18/2017

Series 31

Date: 7/27/2006

Series 7

Date: 6/21/2006

Current Firm

PRATO CAPITAL MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRATO CAPITAL MANAGEMENT

TRUST BUT VERIFY

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