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JR

Jennifer Ricci

SKYWAY CAPITAL MARKETS
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 5140351
JR

Professional summary

Jennifer Ricci, who also goes by Jennifer Noel Ricci, Jennifer Noel Rosen Miss, Jennifer Noel Rosen, is a registered financial professional currently at SKYWAY CAPITAL MARKETS, LLC located in Atlanta, Georgia.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Noel Ricci | Jennifer Noel Rosen Miss | Jennifer Noel Rosen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Ricci's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2024 - Present

SKYWAY CAPITAL MARKETS, LLC

Office #1: 3280 Peachtree Road Ne Suite 575, Atlanta, GA 30305
BD
CRD#: 124630
Atlanta, GA
Past

September 3, 2019 - May 22, 2023

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
Eagle, ID
Past

September 12, 2017 - August 30, 2019

EMERSON EQUITY LLC

BD
CRD#: 130032
Atlanta, GA
Past

September 12, 2016 - October 7, 2016

NEXBANK SECURITIES INC

BD
CRD#: 133267
DALLAS, TX
Past

February 11, 2014 - August 28, 2017

NEXPOINT SECURITIES, INC.

BD
CRD#: 165013
DALLAS, TX
Past

February 4, 2013 - November 15, 2013

INDEPENDENCE REALTY SECURITIES, LLC.

BD
CRD#: 150161
MINNEAPOLIS, MN
Past

March 11, 2011 - October 29, 2012

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
NEW YORK, NY
Past

June 18, 2009 - July 8, 2010

LAWSON FINANCIAL CORPORATION

BD
CRD#: 15261
SCOTTSDALE, AZ
Past

November 18, 2008 - June 2, 2009

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

May 16, 2006 - October 2, 2008

DBSI SECURITIES CORPORATION

BD
CRD#: 11687
BOISE, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(6/24/2024)
RR
Idaho
(6/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/12/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 5/15/2006
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/1/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SKYWAY CAPITAL MARKETS, LLC
SKYWAY ADVISORS, LLC | SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630 / SEC#: , 8-65702

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Mailing Address
100 North Tampa Street Suite 3550, Tampa, FL 33602
Phone number
(813) 210-9530
Established
Florida since 09/17/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAYMUS CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RCHIEF FINANCIAL OFFICER4424794
FREEMAN, MICHAEL ALLENOWNER1269039
MEUNIER, CHRISTOPHER JABOACHIEF COMPLIANCE OFFICER7407392
OVERBY, ROGER LYNNOWNER1919255
TRABER, MARTIN ALBERTOWNER6717637
WOOMER, ROBERTCHIEF EXECUTIVE OFFICER4255937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWAY CAPITAL MARKETS, LLC

CRD#: 124630Atlanta, GA 30305

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