Eric J. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric J Rodriguez, who also goes by Eric Jaime Rodriguez, Eric Rodriquez, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2006. Eric had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2015 - February 3, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 19, 2015 - February 3, 2017
BBVA SECURITIES INC.
January 3, 2013 - May 15, 2015
STATE FARM VP MANAGEMENT CORP.
February 16, 2010 - June 13, 2011
STATE FARM VP MANAGEMENT CORP.
July 16, 2009 - October 5, 2009
STATE FARM VP MANAGEMENT CORP.
February 1, 2008 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 14, 2006 - January 11, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
