Seng V. Saechao
Professional summary
Seng Veun Saechao, who also goes by Seng V Saechao, Seng Saechao, is a registered financial advisor currently at FOCUS PARTNERS ADVISOR SOLUTIONS, LLC located in Visalia, California.
Seng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Seng has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seng Veun Saechao's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2018 - Present
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
October 29, 2018 - September 3, 2020
FORESIDE FINANCIAL SERVICES, LLC
February 22, 2018 - December 13, 2018
LWI FINANCIAL INC.
February 22, 2018 - October 29, 2018
LORING WARD SECURITIES INC.
October 18, 2017 - March 2, 2018
AVANTAX INVESTMENT SERVICES, INC.
July 9, 2014 - August 31, 2017
SCF SECURITIES, INC.
November 24, 2006 - March 31, 2014
LORING WARD SECURITIES INC.
Primary Firm SEC Registration
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/13/2018)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
CRD#: 143319 / SEC#: 801-67641
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 78,053 |
| AUM (Assets Under Management) | $ 32,238,330,999 |
Red Flags
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