Alina L. Santiago

CONTINUUM ADVISORY

Fountain Valley, CA

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CRD#: 5140191

Professional summary

Alina Lee Santiago, who also goes by Alina Lee, is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Fountain Valley, California and OSAIC WEALTH, INC. located in Eagle, Idaho.

Alina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alina has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alina Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONTINUUM ADVISORY, LLC POSITION: CCO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/03/2017 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: Oversee compliance and operations for an SEC-registered RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alina Lee Santiago's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2018 - Present

CONTINUUM ADVISORY, LLC

RIA

CRD#: 283155

Fountain Valley, CA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 873 E State Street, Eagle, ID 83616

CRD#: 3600

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINUUM ADVISORY, LLC

CRD#: 283155 / SEC#: 801-107439

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(2/8/2018)

California
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/3/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CONTINUUM ADVISORY, LLC

CRD#: 283155 / SEC#: 801-107439

RIA

Registered Investment Advisory firm - (3/30/2016 Approved)

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Contact information

Main Address

873 E. State Street, Eagle, ID 83616

Mailing Address

Phone number

(208) 417-1933

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONTINUUM ADVISORY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,852
AUM (Assets Under Management)	$ 1,417,081,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alina L. Santiago

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alina Lee Santiago's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

CONTINUUM ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2007

Series 24

Date: 6/3/2013

FINRA

Current Firm

CONTINUUM ADVISORY, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTINUUM ADVISORY, LLC

TRUST BUT VERIFY

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