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Timothy Nicholas Hays

ELEVATED FINANCIAL GROUP
INDIANAPOLIS, IN
·CRD# 5140165·20 years experience

Professional Summary

Timothy Nicholas Hays, who also goes by Timothy Hays, is a registered financial advisor currently at ELEVATED FINANCIAL GROUP located in Indianapolis, Indiana. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Timothy has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Hays

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ELEVATED FINANCIAL GROUP·CRD# 334353
RIA
500 E. 96th Street Suite 125, Indianapolis, IN 46240
April 18, 2025 - Present
INVST, LLC·CRD# 282863
RIA
Indianapolis, IN
January 22, 2021 - April 18, 2025
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
November 2, 2006 - January 14, 2021
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Centennial, CO
May 16, 2006 - August 15, 2006

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Current Firm

EF
ELEVATED FINANCIAL GROUP

ELEVATED FINANCIAL GROUP | ELEVATED FINANCIAL GROUP, LLC

CRD#: 334353 / SEC#: 801-131787
RIA
Registered Investment Advisory firm - SEC (1/10/2025 Approved)

Contact Information

Main Address

500 E. 96th Street Suite 125, Indianapolis, IN 46240

Phone Number

(317) 533-7721

# of Employees

13

SEC notice filing (27 States and Territories)

Registered to provide investment advisory services in 27 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (7/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,866

AUM (Assets Under Management)

$531,978,537

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: BSD, BSD I, BSD II, BSD III Type of Business: Real Estate Investment (Residential Rentals) Position Held: Minority Owner / Passive Member Start Date: 2021 Approximate Hours per Month: <1 hour/month Description of Duties: Mr. Hays holds a 21% ownership interest across four Colorado-based LLCs (BSD, BSD I, BSD II, BSD III), each of which owns and manages a portfolio of approximately 10-12 residential properties, including single-family homes, duplexes, and fourplexes. His role is passive and limited to occasional participation in conference calls (a few times per year) to review financials and provide strategic input regarding property acquisition, sale, or dividend distribution decisions. He does not engage in daily operations or property management. Does the activity involve investment-related business? No Is the business investment-related? No Is compensation received? Yes (passive income/distributions) Is the business owned by the individual? Yes (minority interest) Operates advisory business under marketing name Hays' Haberdashery and Algonquin Mercantile 100% Owner, used for bookkeeping entity and marketing name for advisory business conducted under Elevated Financial Group Name of Business: Insurance Agent Type of Business: Insurance Sales Position Held: Agent- Various Carriers Start Date: 2021 Approximate Hours per Month: <10 hours/month Description of Duties: Insurance sales Investment Related: No

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ELEVATED FINANCIAL GROUP

ELEVATED FINANCIAL GROUP | ELEVATED FINANCIAL GROUP, LLC

CRD#: 334353 / SEC#: 801-131787
RIA
Registered Investment Advisory firm - SEC (1/10/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(4/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2006About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Nicholas Hays's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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