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KW

Kellene F. West

REGISTER FINANCIAL ASSOCIATES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5139902
KW

Professional summary

Kellene Fowler West, who also goes by Kellene Fowler Hall, is a registered financial professional currently at REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.

Kellene is registered as a RR (Registered Representative) and started their career in finance in 2006. Kellene has worked at 2 firms and has passed the SIE and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kellene Fowler Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kellene Fowler West's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2016 - Present

REGISTER FINANCIAL ASSOCIATES, INC.

Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326
BD
CRD#: 30568
Atlanta, GA
Past

November 10, 2006 - October 17, 2016

EMERGENT FINANCIAL GROUP, INC.

BD
CRD#: 37891
BLOOMINGTON, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/14/2016)
RR
Louisiana
(11/14/2016)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 11/9/2006
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RF
REGISTER FINANCIAL ASSOCIATES, INC.
REGISTER & AKERS INVESTMENTS, INC. | REGISTER INVESTMENTS, INC. | REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568 / SEC#: , 8-45012

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Mailing Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Phone number
(404) 364-2180
Established
Georgia since 07/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGISTER, GEORGE ROBERTCEO/CHIEF COMPLIANCE OFFICER373031
REGISTER, SCOTT EDWARDPRESIDENT, FINOP, ROSFP, CFO, PFO, POO5239767

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568Atlanta, GA 30326

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