Kon Son

TEAM ELEVATED ASSET MANAGEMENT

Thousand Oaks, CA 91360

Some features on this profile are disabled

CRD#: 5139608

Professional summary

Kon Son, who also goes by Alex Son, is a registered financial advisor currently at TEAM ELEVATED ASSET MANAGEMENT located in Thousand Oaks, California.

Kon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kon has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Son

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-GNH GLOBAL MANAGEMENT, INC., START: 12/8/2016, 15300 Ventura Blvd., Suite 309, Sherman Oaks, CA 91403, 20 HOURS PER MONTH, NOT INVESTMENT-RELATED 2-GNH ASSET MGMT., INC., CORPORATION, START: 07/01/15, 15300 Ventura Blvd., Suite 309, Sherman Oaks, CA 91403, CFO OF WEALTH MANAGEMENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kon Son's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2023 - Present

TEAM ELEVATED ASSET MANAGEMENT

Office #1: 100 E Thousand Oaks Blvd, Suite 140, Thousand Oaks, CA 91360

RIA

CRD#: 321979

Thousand Oaks, CA

Past

July 23, 2015 - October 24, 2023

GNH ASSET MANAGEMENT, INC.

RIA

CRD#: 188517

THOUSAND OAKS, CA

Past

February 5, 2014 - November 10, 2014

MUTUAL SECURITIES, INC.

CRD#: 13092

LOS ANGELES, CA

Past

January 3, 2014 - June 2, 2015

M3 ASSET MANAGEMENT, INC.

RIA

CRD#: 169461

LOS ANGELES, CA

Past

May 31, 2011 - January 15, 2014

MORGAN STANLEY

RIA

CRD#: 149777

LOS ANGELES, CA

Past

May 31, 2011 - January 15, 2014

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

May 28, 2008 - April 21, 2011

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

LOS ANGELES, CA

Past

March 19, 2008 - April 21, 2011

TOWER SQUARE SECURITIES, INC.

CRD#: 833

LOS ANGELES, CA

Past

January 23, 2007 - April 10, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

LOS ANGELES, CA

Past

January 23, 2007 - April 10, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LOS ANGELES, CA

Past

August 11, 2006 - January 29, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LOS ANGELES, CA

Past

June 16, 2006 - January 29, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2023)

IAR

Nevada
(3/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/2006

General Securities Representative Examination

Current Firm

TEAM ELEVATED ASSET MANAGEMENT

TEAM ELEVATED ASSET MANAGEMENT | TEAM ELEVATED ASSET MANAGEMENT, LLC

CRD#: 321979 / SEC#:

California

Registered Investment Advisory firm - (1/5/2023 Approved)

Nevada

Registered Investment Advisory firm - (3/9/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 E Thousand Oaks Blvd, Suite 140, Thousand Oaks, CA 91360

Mailing Address

Phone number

(213) 378-0072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 34,941,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kon Son

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kon Son's CRS (Customer Relationship Summary).

Certified licenses

Experience

GNH ASSET MANAGEMENT, INC.

MUTUAL SECURITIES, INC.

M3 ASSET MANAGEMENT, INC.

MORGAN STANLEY

MORGAN STANLEY

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2006

SIE

Date: 11/10/2014

Series 7

Date: 6/15/2006

Current Firm

TEAM ELEVATED ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEAM ELEVATED ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors