Joshua P. Jones
EVERSPIRE
Midvale, UT 84047
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CRD#: 5139521
Professional summary
Joshua Paul Edward Dale Ray Jones, CFP® is a registered financial advisor currently at EVERSPIRE located in Midvale, Utah and E6 PORTFOLIOS located in Midvale, Utah.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Joshua has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TomiPlan - Investment Related; Midvale, UT; Operating President & Co-Owner/Principal, 12/2022, Refers business to TomiPlan, and works with the TomiPlan team to build operational processes and ensures the processes are properly executed. No securities or financial products are offered at TomiPlan. 80 hours a month and all of those hours are during trading hours. 2. Reve LLC - Not investment-related, Salt Lake City UT; used for holding income from Everspire & MHL, Member/Owner, 01/2023; hrs variable, 0 hrs/month during securities trading hours; While the LLC continues to hold income related to this activity, as of December 2024, will be providing speaking and moderator services for Utah Valley University (UVU) under LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Paul Edward Dale Ray Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 14, 2015 - Present
EVERSPIRE
Office #1: 6900 South 900 East Suite 200, Midvale, UT 84047RIA
CRD#: 222515
Midvale, UT
Current
October 13, 2023 - Present
E6 PORTFOLIOS
Office #1: Everspire Plaza 6900 S. 900 E. Suite 200, Midvale, UT, 84047RIA
CRD#: 326617
Midvale, UT
Current
December 19, 2017 - Present
MHL INVESTMENTS
Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047BD
CRD#: 2535
Midvale, UT
Past
July 1, 2015 - November 14, 2017
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Sandy, UT
Past
November 22, 2006 - July 7, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANDY, UT
Past
June 27, 2006 - July 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2018)
RR
California(8/22/2019)
RR
Colorado(2/8/2018)
RR
Connecticut(11/23/2021)
RR
Delaware(4/24/2020)
RR
Florida(1/23/2018)
RR
Georgia(2/25/2022)
RR
Idaho(1/23/2018)
RR
Illinois(1/23/2018)
RR
Indiana(7/5/2019)
RR
Iowa(1/23/2018)
RR
Missouri(12/18/2020)
RR
Nevada(2/21/2018)
RR
New Jersey(1/23/2018)
RR
New York(1/23/2018)
RR
Ohio(4/26/2018)
RR
Oklahoma(2/22/2022)
RR
Oregon(1/7/2022)
RR
Pennsylvania(1/24/2022)
RR
South Carolina(2/16/2018)
RR
South Dakota(12/2/2021)
RR
Texas(10/18/2019)
IAR
Texas(3/18/2021)
IAR
Utah(8/14/2015)
RR
Utah(1/23/2018)
RR
Virginia(10/1/2019)
RR
Washington(2/3/2022)
RR
Wisconsin(2/22/2022)
RR
Wyoming(2/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6900 South 900 East Suite 200, Midvale, UT 84047
Mailing Address
Phone number
(801) 545-8706
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 181,142,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
