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Elizabeth Walston Stokes

Elizabeth W. Stokes

MINNEAPOLIS, MN 55437
Some features on this profile are disabled
CRD#: 5139387
Elizabeth Walston Stokes
Elizabeth Walston Stokes

Professional summary

Elizabeth Walston Stokes, CFP®, who also goes by Elizabeth Stokes, Elizabeth Walston, was a registered financial advisor .

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elizabeth had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary
Min. Asset: Under $50K

Services Offered

Risk Management & Insurance
Retirement Planning
Estate & Legacy Planning

Aliases

Elizabeth Stokes | Elizabeth Walston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Agent, 0-10 hours/month, 0 during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

September 17, 2026 - Present

Office #1: 8300 Norman Center Drive Suite 550, Minneapolis, MN 55437
MINNEAPOLIS, MN
Past

July 6, 2015 - September 20, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bloomington, MN
Past

November 25, 2014 - September 20, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bloomington, MN
Past

June 23, 2009 - November 25, 2014

RIVERSOURCE DISTRIBUTORS, INC.

BD
CRD#: 139135
MINNEAPOLIS, MN
Past

June 1, 2009 - June 19, 2009

MORGAN STANLEY

RIA
CRD#: 149777
MINNEAPOLIS, MN
Past

June 1, 2009 - June 19, 2009

MORGAN STANLEY

BD
CRD#: 149777
MINNEAPOLIS, MN
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MINNEAPOLIS, MN
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MINNEAPOLIS, MN
Past

August 21, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MINNEAPOLIS, MN
Past

July 3, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(9/17/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 7/17/2006
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 31
Status Unavailable
Passed: 7/21/2006
Futures Managed Funds Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 6/30/2006
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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