Christopher A. Alden

KINGWOOD INVESTMENT GROUP

Kingwood, TX 77339

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CRD#: 5139289

Professional summary

Christopher Alan Alden is a registered financial advisor currently at KINGWOOD INVESTMENT GROUP located in Kingwood, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Alden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2024 - Present

KINGWOOD INVESTMENT GROUP

Office #1: 22001 Northpark Drive Suite 245, Kingwood, TX 77339

RIA

CRD#: 330330

Kingwood, TX

Past

March 9, 2020 - October 18, 2024

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

KINGWOOD, TX

Past

November 25, 2019 - October 18, 2024

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

KINGWOOD, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC

CRD#: 330330 / SEC#: 801-134979

RIA

Registered Investment Advisory firm - (12/18/2025 Approved)

Texas

Registered Investment Advisory firm - (12/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/17/2019

Securities Industry Essentials Examination

Current Firm

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC

CRD#: 330330 / SEC#: 801-134979

RIA

Registered Investment Advisory firm - (12/18/2025 Approved)

Texas

Registered Investment Advisory firm - (12/22/2025 Terminated)

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Contact information

Main Address

22001 Northpark Drive Suite 245, Kingwood, TX 77339

Mailing Address

Phone number

(281) 359-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIG ADV PART 2A (11/17/2025)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 120,083,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher A. Alden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Alan Alden's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGWOOD INVESTMENT GROUP

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

KINGWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2020

Series 7TO

Date: 11/25/2019

SIE

Date: 10/17/2019

Current Firm

KINGWOOD INVESTMENT GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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