CA
Christopher A. Alden
KINGWOOD INVESTMENT GROUP
Kingwood, TX 77339
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CRD#: 5139289
CA
Professional summary
Christopher Alan Alden is a registered financial advisor currently at KINGWOOD INVESTMENT GROUP located in Kingwood, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KINGWOOD INVESTMENT GROUP POSITION: Agent NATURE: Teaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2020 ADDRESS: 1801 Kingwood Dr, ste 230, Kingwood TX 77339, United States DESCRIPTION: Teaching educational seminars including Retirement Planning Today Savvy Social Security Taxes in Retirement 2) KINGWOOD INVESTMENT GROUP POSITION: Agent NATURE: Insurance -- Fixed Annuities, Life/Health, Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2020 ADDRESS: 1801 Kingwood Dr, ste 230, Kingwood TX 77339, United States DESCRIPTION: Sales of Fixed Annuities, Life/Health, Long-Term Care 3) Kingwood Investment Group POSITION: Officer (EVP) NATURE: Investment sales INVESTMENT RELATED: YES NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 6/24/2021 ADDRESS: 1801 Kingwood Drive, Suite 230, Kingwood, TX 77339 DESCRIPTION: Assisting clients with financial planning and investment needs through NEXT Financial as broker/dealer and registered investment advisor. 4) Kingwood Investment Group, Investment related, ADDRESS: 1801 Kingwood Drive, Suite 230, Kingwood, TX 77339, NATURE: RIA, START DATE: As soon as the state of Teas approves the RIA, NUMBER OF HOURS: 160 hrs/month, 120 hrs/month during securities trading, DESCRIPTION: Financial Advisor, Financial Planner, President, CCO
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Alan Alden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2024 - Present
KINGWOOD INVESTMENT GROUP
Office #1: 22001 Northpark Drive Suite 245, Kingwood, TX 77339RIA
CRD#: 330330
Kingwood, TX
Past
March 9, 2020 - October 18, 2024
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
KINGWOOD, TX
Past
November 25, 2019 - October 18, 2024
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
KINGWOOD, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
KI
KINGWOOD INVESTMENT GROUP
KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC
CRD#: 330330 / SEC#:
Texas
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Contact information
Main Address
22001 Northpark Drive Suite 245, Kingwood, TX 77339
Mailing Address
Phone number
(281) 359-7900
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 85,134,097 |
Red Flags
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Company Information
KINGWOOD INVESTMENT GROUP
CRD#: 330330Kingwood, TX 77339TRUST BUT VERIFY
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