David A. Laut

ABOUND FINANCIAL | CEO, Certified Financial Planner™

GRANITE BAY, CA 95746

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CRD#: 5139179

Professional summary

David Alexander Laut, CFP® is a registered financial advisor currently at ABOUND FINANCIAL located in Granite Bay, California and LPL FINANCIAL LLC located in Chico, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 4 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

At a Glance

Min. Asset: $500K–$1M

250–500 clients

Services Offered

Financial planning

Retirement planning

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alexander Laut's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

September 8, 2023 - Present

ABOUND FINANCIAL

Office #1: 4180 Douglas Blvd Suite 200, Granite Bay, CA 95746

RIA

CRD#: 327724

GRANITE BAY, CA

Current

January 20, 2011 - Present

LPL FINANCIAL LLC

Office #1: 2111 Forest Ave, Chico, CA 95928Office #2: 4180 Douglas Blvd Ste 200, Granite Bay, CA 95746

RIA

CRD#: 6413

CHICO, CA

Past

June 3, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

April 25, 2016 - December 6, 2023

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

Granite Bay, CA

Past

January 20, 2011 - November 10, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

December 10, 2007 - December 10, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LA JOLLA, CA

Past

September 7, 2007 - December 10, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABOUND FINANCIAL

ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA

Registered Investment Advisory firm - (9/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(4/18/2022)

Arkansas
(4/18/2022)

California
(1/20/2011)

IAR

California
(9/8/2023)

Colorado
(4/18/2022)

Florida
(1/16/2025)

Idaho
(4/18/2022)

Kansas
(4/18/2022)

Mississippi
(1/9/2026)

Missouri
(5/17/2023)

Nevada
(4/19/2016)

New Hampshire
(6/27/2022)

New Mexico
(4/18/2022)

New York
(4/18/2022)

North Carolina
(7/20/2020)

Oregon
(4/19/2016)

Tennessee
(6/8/2023)

Texas
(4/19/2016)

IAR

Texas
(1/18/2024)

Utah
(4/18/2022)

Washington
(4/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ABOUND FINANCIAL

ABOUND FINANCIAL | KERUX, LLC | KERUX FINANCIAL | KERUX | ABOUND FINANCIAL, LLC

CRD#: 327724 / SEC#: 801-128697

RIA

Registered Investment Advisory firm - (9/6/2023 Approved)

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Contact information

Main Address

4180 Douglas Blvd Suite 200, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 846-7780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A APPENIDIX 1 - WRAP PROGRAM BROCHURE (8/14/2025)

PART 2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	1,800
AUM (Assets Under Management)	$ 436,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

GRANITE BAY, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Laut

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alexander Laut's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE WEALTH CONSULTING GROUP

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ABOUND FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2007

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2007

FINRA

Current Firm

ABOUND FINANCIAL

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABOUND FINANCIAL

TRUST BUT VERIFY

Contact information

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