Marc R. Beausoleil
WELLTH ADVISORY SERVICES
Venice, FL
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CRD#: 5138965
Professional summary
Marc Roger Beausoleil, CFP®, who also goes by Marc R Beausoleil, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Venice, Florida and LPL FINANCIAL LLC located in Venice, Florida.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Marc has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Employee and Employer Plan Ben...
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Marc R Beausoleil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)10/2015 - DBA for LPL Business (entity for LPL business) - Strategic Retirement Partners 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 2)2019 - Business Entity For Tax/Investment Purposes Only - SRP Holdings Group LLC - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 3)10/2015 - DBA for LPL Business (entity for LPL business) - SRP - 0% - INVESTMENT RELATED - SHOREWOOD, IL 60404 4)10/2011 - DBA for LPL Business (entity for LPL business) - GPS Investment Advisors LLC - 90% - INVESTMENT RELATED - PROVIDENCE, RI 02903. 5) 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 6) 4/12/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid. Termed 6/2024 7) 4/12/2019 - Global Retirement Partners - DBA: GPS Investment Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2011 - 160 Hours Per Month/Time Spent 90%. Termed 6/2024 8) 4/12/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. Termed 6/2024 9) 01/10/2023 - No Business Name - Investment Related - Venice, FL 34293 - Real Estate Rental - Start Date: 01/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Roger Beausoleil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
Venice, FL
Current
April 1, 2019 - Present
LPL FINANCIAL LLC
Office #2: 42 Weybosset St Ph Level, Providence, RI 02903RIA
BD
CRD#: 6413
VENICE, FL
Past
April 8, 2019 - July 13, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Venice, FL
Past
April 21, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
PROVIDENCE, RI
Past
October 26, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Providence, RI
Past
October 26, 2011 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Providence, RI
Past
November 17, 2010 - September 8, 2011
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WALTHAM, MA
Past
November 4, 2010 - September 8, 2011
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WALTHAM, MA
Past
September 11, 2007 - November 5, 2009
MERIDIEN FINANCIAL GROUP, INC.
BD
CRD#: 10143
PROVIDENCE, RI
Past
March 8, 2007 - August 23, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
PROVIDENCE, RI
Past
August 2, 2006 - February 9, 2007
WADDELL & REED
RIA
CRD#: 866
WEST WARWICK, RI
Past
July 7, 2006 - February 9, 2007
WADDELL & REED
BD
CRD#: 866
WEST WARWICK, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/1/2019)
IAR
Florida(7/9/2024)
RR
Georgia(4/7/2020)
RR
Massachusetts(4/1/2019)
RR
New Hampshire(5/18/2021)
RR
Rhode Island(4/1/2019)
IAR
Rhode Island(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
