Jonathan M. Leech
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan M Leech, who also goes by Jonathan M Leech Mr., was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2006. Jonathan had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2011 - June 26, 2017
USAA FINANCIAL PLANNING SERVICES
March 25, 2011 - June 26, 2017
USAA FINANCIAL ADVISORS, INC.
October 20, 2009 - October 4, 2010
CHASE INVESTMENT SERVICES CORP.
October 20, 2009 - October 4, 2010
CHASE INVESTMENT SERVICES CORP.
July 24, 2008 - September 21, 2009
TD AMERITRADE, INC.
July 24, 2008 - September 21, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 23, 2008 - September 21, 2009
TD AMERITRADE, INC.
November 12, 2007 - June 19, 2008
STRATEGIC ADVISERS LLC
July 7, 2006 - June 19, 2008
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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