Eric P. Burgdorf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Paul Burgdorf, who also goes by Eric Burgdorf, Erik Paul Burgdorf, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2006. Eric had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2023 - May 14, 2024
COOPERATIVE SECURITIES
February 18, 2014 - October 7, 2014
CHIMERA SECURITIES, LLC
June 6, 2006 - May 27, 2009
TRILLIUM BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/22/2023
Investment Banking Registered Representative ExaminationSeries 56
Date: 2/18/2014
Proprietary Trader Qualification ExaminationSeries 55
Date: 8/15/2006
Limited Representative-Equity Trader ExamCurrent Firm
COOPERATIVE SECURITIES
CRD#: 317969 / SEC#: , 8-70890
Contact information
FINRA licenses (22 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL COOPERATIVE SERVICES CORPORATION | SHAREHOLDER | |
| SCHLEIFER, JUSTIN HAYES | CHIEF COMPLIANCE OFFICER / FINOP | 5977433 |
| WANG, YU LING | CEO |
Red Flags
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