Derek P. Dall Olmo

TREMONTE FINANCIAL CONSULTANTS

TRAVERSE CITY, MI 49684

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CRD#: 5138728

Professional summary

Derek Pilade Dall Olmo, CFP®, who also goes by Derek Pilade Dall'olmo, is a registered financial advisor currently at TREMONTE FINANCIAL CONSULTANTS located in Traverse City, Michigan.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Derek has worked at 2 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Pilade Dall'olmo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Ownership; TruNorth Group, LLC; Member; Cost Sharing; Traverse City, MI 49684; Not Investment Related; January 2016; 1-9 hours per month; 0 during trading hours. Business Ownership: TreMonte Tax Solutions, LLC; Tax and Accounting Services; Traverse City, MI 49684; Investment Related; 2021 to Present - 0-10 hours / week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Pilade Dall Olmo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 31, 2018 - Present

TREMONTE FINANCIAL CONSULTANTS

Office #1: 1014 6th Street Suite 101, Traverse City, MI 49684

RIA

CRD#: 298562

TRAVERSE CITY, MI

Past

October 5, 2010 - November 5, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TRAVERSE CITY, MI

Past

July 3, 2006 - November 5, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TRAVERSE CITY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/8/2022)

IAR

Michigan
(10/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/8/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2006

General Securities Representative Examination

Current Firm

TREMONTE FINANCIAL CONSULTANTS

TREMONTE FINANCIAL CONSULTANTS | TREMONTE FINANCIAL CONSULTANTS, LLC

CRD#: 298562 / SEC#: 801-114221

RIA

Registered Investment Advisory firm - (2/19/2019 Terminated)

Florida

Registered Investment Advisory firm - (12/8/2022 Approved)

Michigan

Registered Investment Advisory firm - (2/6/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1014 6th Street Suite 101, Traverse City, MI 49684

Mailing Address

Phone number

(231) 486-6050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 58,132,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek P. Dall Olmo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Pilade Dall Olmo's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREMONTE FINANCIAL CONSULTANTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2010

Series 66

Date: 9/8/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2006

Current Firm

TREMONTE FINANCIAL CONSULTANTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TREMONTE FINANCIAL CONSULTANTS

TRUST BUT VERIFY

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