John M. Dapper

HOLDFAST WEALTH MANAGEMENT

Austin, TX

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CRD#: 5138208

Professional summary

John Maurits Dapper is a registered financial advisor currently at HOLDFAST WEALTH MANAGEMENT, LLC located in Austin, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LAW OFFICE OF JOHN DAPPER - SOLE PROPRIETOR; NON-INVESTMENT RELATED; MR. DAPPER SPENDS LESS THAN 5% OF HIS TIME EACH MONTH IN THIS CAPACITY AND 0 HOURS DURING SECURITIES TRADING HOURS; MR. DAPPER MAY REFER HIS LEGAL CLIENTS TO HOLDFAST WEALTH MANAGEMENT, LLC IF HE BELIEVES THE FIRM'S INVESTMENT ADVISORY SERVICES WOULD BE OF BENEFIT TO THE CLIENT, HE DOES NOT RECEIVE COMPENSATION IN ANY FORM FOR SUCH REFERRALS. MR. DAPPER MAINTAINS AND USES THE ACCREDITED ASSET MANAGEMENT SPECIALIST (AAMS) DESIGNATION. THIS IS A PROFESSIONAL DESIGNATION AWARDED BY THE COLLEGE FOR FINANCIAL PLANNING (CFP) TO FINANCIAL PROFESSIONALS WHO SUCCESSFULLY COMPLETE A SELF-STUDY PROGRAM, PASS AN EXAM, AND AGREE TO COMPLY WITH A CODE OF ETHICS. HOLDFAST WEALTH MANAGEMENT, LLC; INV REL; INVESTMENT ADVISOR REPRESENTATIVE; AUSTIN, TX; GREATER THAN 75% OF TIME SPENT IN THIS BUSINESS; 159 HRS DURING SECURITIES TRADING; START 06/2013. Legacy Portfolio Advisors, LLC; Investment Related; Investment Advisor Representative; Austin, TX; Approximately 20% of time spent in this business; Started 01/2023. John Dapper, Sole Proprietor; Investment Related; Insurance Agent; Fixed Insurance Sales; Austin, TX; Less than 5% of time spent in this business; Started 01/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Maurits Dapper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2013 - Present

HOLDFAST WEALTH MANAGEMENT, LLC

RIA

CRD#: 168007

Austin, TX

Past

January 27, 2023 - October 1, 2025

LEGACY PORTFOLIO ADVISORS, LLC

RIA

CRD#: 158458

AUSTIN, TX

Past

February 13, 2013 - June 26, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

AUSTIN, TX

Past

February 13, 2013 - June 26, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

February 23, 2009 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

AUSTIN, TX

Past

February 23, 2009 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

AUSTIN, TX

Past

August 8, 2008 - March 9, 2009

DIRECT CAPITAL SECURITIES, INC.

CRD#: 29639

AUSTIN, TX

Past

June 5, 2008 - June 10, 2008

FIFTH STREET CAPITAL, LLC

CRD#: 103701

AUSTIN, TX

Past

March 13, 2007 - February 26, 2009

CACH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142435

AUSTIN, TX

Past

February 13, 2007 - March 28, 2007

CHOICE ADVISORY GROUP, INC.

RIA

CRD#: 135226

AUSTIN, TX

Past

August 22, 2006 - March 28, 2007

CHOICE INVESTMENTS, INC.

CRD#: 17665

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2006

General Securities Principal Examination

Current Firm

HOLDFAST WEALTH MANAGEMENT, LLC

HOLDFAST WEALTH MANAGEMENT, LLC | LAW OFFICE OF JOHN DAPPER

CRD#: 168007 / SEC#:

Texas

Registered Investment Advisory firm - (6/25/2013 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 693-8384

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 74,823,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Dapper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Maurits Dapper's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY PORTFOLIO ADVISORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

DIRECT CAPITAL SECURITIES, INC.

FIFTH STREET CAPITAL, LLC

CACH CAPITAL MANAGEMENT, LLC

CHOICE ADVISORY GROUP, INC.

CHOICE INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2006

SIE

Date: 12/9/2019

Series 7

Date: 8/21/2006

Series 24

Date: 12/20/2006

Current Firm

HOLDFAST WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLDFAST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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