Leonardo Ramirez

AE WEALTH MANAGEMENT

Palm Beach Gardens, FL 33410

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CRD#: 5138151

Professional summary

Leonardo Ramirez, who also goes by Leo Ram, Leo Ramirez, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Palm Beach Gardens, Florida.

Leonardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Leonardo has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leo Ram | Leo Ramirez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dynamic Wealth Strategies; Yes Investment Related; 800 Village Square Crossing Ste 220 Palm Beach Gardens, FL 33410; Insurance & Annuities; Insurance Agent; 20hrs/Mo; 10hrs/Mo during Securities Trading Hours; Call Prospects and explain how annuities function.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Ramirez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 800 Village Square Xing Ste 220, Palm Beach Gardens, FL 33410Office #2: 101 Hudson St Central Business Review Unit, Jersey City, NJ 07302

RIA

CRD#: 282580

Palm Beach Gardens, FL

Past

February 22, 2025 - September 12, 2025

EQUITY SERVICES, INC.

CRD#: 265

NEW YORK, NY

Past

February 13, 2025 - September 12, 2025

EQUITY SERVICES, INC.

RIA

CRD#: 265

NEW YORK, NY

Past

July 30, 2023 - August 30, 2024

FORTIS CAPITAL ADVISORS, LLC

RIA

CRD#: 309709

Brooklyn, NY

Past

November 7, 2022 - April 28, 2023

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

NEW YORK, NY

Past

November 7, 2022 - April 28, 2023

OSAIC INSTITUTIONS, INC.

CRD#: 35371

NEW YORK, NY

Past

January 19, 2021 - October 27, 2022

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

New York, NY

Past

September 1, 2017 - January 14, 2021

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

March 13, 2015 - June 8, 2017

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

December 10, 2013 - March 17, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 17, 2007 - November 18, 2013

GARDEN STATE SECURITIES, INC.

CRD#: 10083

NEW YORK, NY

Past

October 17, 2006 - January 11, 2007

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2006

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leonardo Ramirez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Ramirez's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

FORTIS CAPITAL ADVISORS, LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

MADISON AVENUE SECURITIES, LLC

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

NYLIFE SECURITIES LLC

GARDEN STATE SECURITIES, INC.

THINKEQUITY LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2022

Series 63

Date: 11/9/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/16/2006

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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