William T. Beaney

FLORIDA ATLANTIC SECURITIES

Miami, FL 33156

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CRD#: 5138058

Professional summary

William Trevor Beaney, who also goes by Trevor Beaney, William Beaney, is a registered financial advisor currently at FLORIDA ATLANTIC SECURITIES CORP. located in Miami, Florida.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. William has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trevor Beaney | William Beaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

14B Marketing Inc., passive owner, general marketing but not financial, 0 hrs, 2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Trevor Beaney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Trevor Beaney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2013 - Present

FLORIDA ATLANTIC SECURITIES CORP.

Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156

RIA

CRD#: 43272

Miami, FL

Current

August 6, 2012 - Present

FLORIDA ATLANTIC SECURITIES CORP.

Office #1: 9130 South Dadeland Blvd Suite 1628, Miami, FL 33156

RIA

CRD#: 43272

Miami, FL

Past

June 1, 2009 - August 10, 2010

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - August 10, 2010

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

May 30, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

May 30, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 11, 2006 - March 9, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ST. PAUL, MN

Past

July 3, 2006 - March 9, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/6/2012)

IAR

Florida
(10/21/2013)

Illinois
(7/25/2024)

Oregon
(7/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/21/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/30/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FLORIDA ATLANTIC SECURITIES CORP.

ATLANTIC INVESTMENT SERVICES CORP. | FLORIDA ATLANTIC SECURITIES CORP.

CRD#: 43272 / SEC#: , 8-50205

Florida

Registered Investment Advisory firm - SEC (12/2/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156

Mailing Address

9130 South Highdadeland Blvd Suite 160, Miami, FL 33156

Phone number

(305) 670-9250

Established

Florida since 04/16/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ALAN S PAREIRA LIVING TRUST	SHAREHOLDER
ALAN S. PAREIRA 1997 FAMILY TRUST	SHAREHOLDER
BEANEY, WILLIAM TREVOR	CEO, DIRECTOR, SHAREHOLDER	5138058
BUDLONG, SAMUEL SEWALL	VP, SHAREHOLDER	1980093
CABRERA, IDOLIDIA CABRERA	ADMINISTRATION, SHAREHOLDER
PAREIRA, ALAN SIDNEY	DIRECTOR; CHAIRMAN, TRUSTEE OF ALAN S PAREIRA LIVING TRUST	356287
PAREIRA, BARBARA ANN	TRUSTEE OF ALAN S PAREIRA 1997 FAMILY TRUST
REQUENA, GABRIEL ALBERTO	CCO; ROP, PRINCIPAL, SHAREHOLDER	4413123

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 101,584,189

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William T. Beaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Trevor Beaney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Trevor Beaney's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLORIDA ATLANTIC SECURITIES CORP.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2013

SIE

Date: 10/1/2018

Series 31

Date: 7/21/2006

Series 7

Date: 6/30/2006

Series 24

Date: 7/17/2020

FINRA

Current Firm

FLORIDA ATLANTIC SECURITIES CORP.

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

FLORIDA ATLANTIC SECURITIES CORP.

TRUST BUT VERIFY

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