TM
Timothy W. Milkwick
EMBARK WEALTH MANAGEMENT
TEMPE, AZ 85281
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CRD#: 5137849
TM
Professional summary
Timothy Wyatt Milkwick, CFP®, who also goes by Tim Milkwick, is a registered financial advisor currently at EMBARK WEALTH MANAGEMENT, LLC located in Tempe, Arizona.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Milkwick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Accounting Fulfillment Services, LLC Business is not investment-related 260 Madison Avenue, Suite 1001, New York, NY 10016 Nature of business: Accounting services provider Position: Business retirement plan advisor Start date: 06/2020 Number of hours per month: 80 Number of hours during trading hours per month: 40 Advise clients on tax and other benefits of business retirement plans Mr. Milkwick is a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Wyatt Milkwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 4, 2020 - Present
EMBARK WEALTH MANAGEMENT, LLC
Office #1: 398 S Mill Avenue Suite 302, Tempe, AZ 85281RIA
CRD#: 157950
TEMPE, AZ
Past
July 13, 2018 - June 3, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
June 3, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PRINCETON, NJ
Past
January 6, 2012 - June 2, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
PRINCETON, NJ
Past
October 7, 2010 - July 5, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
NEW YORK, NY
Past
June 9, 2008 - July 23, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
AMERICAN FORK, UT
Past
May 10, 2006 - August 28, 2006
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMBARK WEALTH MANAGEMENT, LLC
EMBARK WEALTH MANAGEMENT | EMBARK WEALTH MANAGEMENT, LLC
CRD#: 157950 / SEC#: 801-129246
RIA
Registered Investment Advisory firm - (1/3/2024 Approved)Arizona
Registered Investment Advisory firm - (1/8/2024 Terminated)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Florida
Registered Investment Advisory firm - (1/8/2024 Terminated)Georgia
Registered Investment Advisory firm - (1/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/10/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/9/2024 Terminated)Missouri
Registered Investment Advisory firm - (1/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/8/2024 Terminated)New York
Registered Investment Advisory firm - (1/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (1/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2024 Terminated)Tennessee
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/17/2020)
IAR
California(8/4/2020)
IAR
Georgia(10/3/2022)
IAR
Illinois(4/29/2022)
IAR
Maryland(4/29/2022)
IAR
Minnesota(5/28/2023)
IAR
Missouri(9/8/2022)
IAR
New Jersey(8/20/2020)
IAR
New York(5/28/2023)
IAR
North Carolina(5/28/2023)
IAR
Pennsylvania(5/28/2023)
IAR
Tennessee(7/6/2022)
IAR
Texas(8/4/2020)
IAR
Virginia(5/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
EMBARK WEALTH MANAGEMENT, LLC
EMBARK WEALTH MANAGEMENT | EMBARK WEALTH MANAGEMENT, LLC
CRD#: 157950 / SEC#: 801-129246
RIA
Registered Investment Advisory firm - (1/3/2024 Approved)Arizona
Registered Investment Advisory firm - (1/8/2024 Terminated)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Florida
Registered Investment Advisory firm - (1/8/2024 Terminated)Georgia
Registered Investment Advisory firm - (1/16/2024 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2024 Terminated)Maryland
Registered Investment Advisory firm - (1/10/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/9/2024 Terminated)Missouri
Registered Investment Advisory firm - (1/8/2024 Terminated)New Jersey
Registered Investment Advisory firm - (1/8/2024 Terminated)New York
Registered Investment Advisory firm - (1/8/2024 Terminated)North Carolina
Registered Investment Advisory firm - (1/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/8/2024 Terminated)Tennessee
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (1/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
398 S Mill Avenue Suite 302, Tempe, AZ 85281
Mailing Address
Phone number
(888) 433-8881
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 51,847,440 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
