Theodore J. Piggott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore J Piggott was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2007. Theodore had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - March 4, 2019
MOTLEY FOOL WEALTH MANAGEMENT, LLC
February 21, 2012 - December 23, 2014
RBC CAPITAL MARKETS, LLC
February 17, 2012 - December 23, 2014
RBC CAPITAL MARKETS, LLC
June 1, 2009 - September 7, 2011
MORGAN STANLEY
June 1, 2009 - September 7, 2011
MORGAN STANLEY
April 24, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 23, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MOTLEY FOOL WEALTH MANAGEMENT, LLC
CRD#: 165689 / SEC#: 801-77616
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOTLEY FOOL WEALTH MANAGEMENT, LLC
CRD#: 165689 / SEC#: 801-77616
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,406 |
| AUM (Assets Under Management) | $ 2,179,069,480 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
