Taylor Ames
Professional summary
Taylor Ames, who also goes by Taylor M Ames, Taylor Martin Ames, is a registered financial advisor currently at ARENA ADVISORS LLC located in San Jose, California.
Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Taylor has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Ames's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2020 - Present
ARENA ADVISORS LLC
January 3, 2017 - December 5, 2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
October 30, 2013 - December 31, 2016
ALPS DISTRIBUTORS, INC.
May 7, 2008 - October 25, 2013
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2026)
(1/9/2020)
Exams
Current Firm
ARENA ADVISORS LLC
CRD#: 304955 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 175,000 |
Red Flags
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