MS
Margaret J. Smith
CANAL CAPITAL MANAGEMENT
Richmond, VA 23219
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CRD#: 5137450
MS
Professional summary
Margaret J Smith, CFP®, who also goes by Margaret Lamb Johns, is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.
Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Margaret has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Lamb Johns
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.HAXALL POINT III GP, LLC, MANAGING MEMBER 2. HAXALL POINT INCOME FUND II, INVESTMENT RELATED; MANAGING MEMBER 3.HAXALL POINT MANUFACTURED HOUSING OPPORTUNITIES FUND I, INVESTMENT RELATED; MANAGING MEMBER 4.HAXALL INSTITUTIONAL PARTNERS I, LLC, INVESTMENT RELATED; MANAGING MEMBER 5.HAXALL INSTITUTIONAL PARTNERS II, LLC, INVESTMENT RELATED; MANAGING MEMBER 6.5TH STREET HOLDINGS, LLC, NON-INVESTMENT RELATED; MANAGING MEMBER, ENTITY OWNS CANAL CAPITAL BUILDING 7.TURNBULL AVE LLC, NON-INVESTMENT RELATED; MANAGING MEMBER 8.WALL LANDING LLC, NON-INVESTMENT RELATED; MANAGING MEMBER 9. CANAL TUCKAHOE HOLDINGS SPV, LLC; Investment related: Yes; 9 South 5th Street Richmond VA 23219 US; Canal Tuckahoe Holdings SPV, LLC, a Delaware limited liability company (the "Company"), has been formed to make an equity investment (the "Investment") in Tuckahoe Holdings, LLC, a Delaware limited liability company ("Tuckahoe Holdings"). CCM TH Manager, LLC, a Virginia limited liability company (the "Manager") is the manager of the Company and will administer the overall business and affairs of the Company. Canal Capital Management, LLC, a Virginia limited liability company (the "Investment Manager") will serve as investment adviser to the Company.; Manager; 2023-08-24; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2; Investment Manager will be responsible for the management, operation and control of the investment activities of the Company, to the extent provided in the Operating Agreement and Management Agreement and permitted by law. In carrying out its investment management services to the Company, the Investment Manager's primary functions will be to provide ongoing advice on the Investment to the Company.
CRS (Client Relationship Summary) - RIA
Click below to view Margaret J Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 19, 2014 - Present
CANAL CAPITAL MANAGEMENT, LLC
Office #1: 9 South 5th Street, Richmond, VA 23219RIA
CRD#: 164971
Richmond, VA
Past
August 27, 2013 - February 19, 2014
HERITAGE WEALTH ADVISORS
RIA
CRD#: 137484
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
RIA
Registered Investment Advisory firm - (8/21/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(2/19/2014)
Current Firm
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
RIA
Registered Investment Advisory firm - (8/21/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 South 5th Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 325-1450
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 1,200,435,021 |
Red Flags
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Company Information
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971Richmond, VA 23219TRUST BUT VERIFY
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