James M. Korzik

FIRST LIGHT WEALTH ADVISORS

Little Falls, NJ 07424

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CRD#: 5137395

Professional summary

James M Korzik, who also goes by James M Korzik Mr., is a registered financial advisor currently at FIRST LIGHT WEALTH ADVISORS, LLC located in Little Falls, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James M Korzik Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M Korzik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2018 - Present

FIRST LIGHT WEALTH ADVISORS, LLC

Office #1: 76 East Main Street Second Floor, Little Falls, NJ 07424

RIA

CRD#: 291214

Little Falls, NJ

Past

May 2, 2012 - May 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LITTLE FALLS, NJ

Past

October 6, 2011 - May 17, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LITTLE FALLS, NJ

Past

August 22, 2006 - October 7, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MONTVALE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/25/2019)

IAR

New Jersey
(5/21/2018)

IAR

New York
(5/12/2021)

IAR

Texas
(9/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2006

General Securities Representative Examination

Current Firm

FIRST LIGHT WEALTH ADVISORS, LLC

CRD#: 291214 / SEC#:

Florida

Registered Investment Advisory firm - (11/25/2019 Approved)

New Jersey

Registered Investment Advisory firm - (4/6/2018 Approved)

New York

Registered Investment Advisory firm - (7/9/2019 Approved)

Texas

Registered Investment Advisory firm - (9/20/2019 Conditional Restricted)

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Contact information

Main Address

76 East Main Street Second Floor, Little Falls, NJ 07424

Mailing Address

Phone number

(973) 435-4520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 97,299,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Korzik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M Korzik's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST LIGHT WEALTH ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2012

Series 63

Date: 9/26/2006

SIE

Date: 5/17/2018

Series 7

Date: 8/21/2006

Current Firm

FIRST LIGHT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST LIGHT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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