JK
James M. Korzik
FIRST LIGHT WEALTH ADVISORS
Little Falls, NJ 07424
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CRD#: 5137395
JK
Professional summary
James M Korzik, who also goes by James M Korzik Mr., is a registered financial advisor currently at FIRST LIGHT WEALTH ADVISORS, LLC located in Little Falls, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James M Korzik Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RJE MARIN; Private Marine Captain; Licensed Captain/Owner; Licensed Captain of fishing and recreational vessels; Little Falls NJ 07424; Not Investment Related; Aug 2016; 10 hours per month; 0 hours during trading hours.
Independent Insurance Brokering; Aetna(January 2015)/ Horizon Healthcare Services NJ(October 2011)/ Oxford Health Plans NY/NJ(October 2011)/ CIGNA Health Insurance(October 2011)/ AmeriHealth Insurance Company(October 2011)/ Principal Group Benefits(October 2011)/ Unum Group Benefits(October 2011)/ Assurant Group Benefits(October 2011)/ Guardian Life Insurance Group Benefits(October 2011)/ American Family Lf Assruance Co(October 2011)/ SunLife Insurance Co(October 2011)/ Delta Dental Insurance Co(October 2011)/ MetLife Group Benefits(October 2011)/ Oscar Health Insurance(January 2018)/ National General Health Insurance(January 2018).
RJE Investments, LLC. The LLC holds a very small percentage in a pharmaceutical company that is not publicly traded. 76E Main Street. Little Falls, NJ 0742; The LLC is a passive investment company. Member; LLC was formed 6/7/2019 but the investment did not occur until 2020. O hours per month. 0 hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view James M Korzik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2018 - Present
FIRST LIGHT WEALTH ADVISORS, LLC
Office #1: 76 East Main Street Second Floor, Little Falls, NJ 07424RIA
CRD#: 291214
Little Falls, NJ
Past
May 2, 2012 - May 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LITTLE FALLS, NJ
Past
October 6, 2011 - May 17, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LITTLE FALLS, NJ
Past
August 22, 2006 - October 7, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MONTVALE, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/25/2019)
IAR
New Jersey(5/21/2018)
IAR
New York(5/12/2021)
IAR
Texas(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FL
FIRST LIGHT WEALTH ADVISORS, LLC
FIRST LIGHT WEALTH ADVISORS, LLC
CRD#: 291214 / SEC#:
Florida
Registered Investment Advisory firm - (11/25/2019 Approved)New Jersey
Registered Investment Advisory firm - (4/6/2018 Approved)New York
Registered Investment Advisory firm - (7/9/2019 Approved)Texas
Registered Investment Advisory firm - (9/20/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
76 East Main Street Second Floor, Little Falls, NJ 07424
Mailing Address
Phone number
(973) 435-4520
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 97,299,671 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
