Shimon Obermeister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shimon Obermeister was a registered financial professional .
Shimon is a previously registered financial professional and started their career in finance in 2006. Shimon had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2015 - December 31, 2015
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
December 5, 2012 - February 19, 2013
LEGEND SECURITIES, INC.
August 20, 2009 - November 23, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
May 27, 2009 - August 28, 2009
G-2 TRADING,LLC
January 30, 2007 - June 26, 2007
BISHOP, ROSEN & CO., INC.
May 8, 2006 - October 26, 2006
OFFMAN SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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