Dawna L. Daniel
Professional summary
Dawna Lynne Daniel is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Dawna is registered as a RR (Registered Representative) and started their career in finance in 2008. Dawna has worked at 9 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawna Lynne Daniel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2023 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541August 10, 2017 - July 26, 2018
HIGHTOWER PRIVATE CLIENT
February 4, 2011 - January 3, 2023
SALIENT CAPITAL ADVISORS, LLC
December 22, 2010 - October 27, 2015
INTEGRITY CAPITAL, LLC
November 6, 2008 - November 18, 2022
SALIENT CAPITAL L.P.
June 16, 2008 - November 11, 2008
SANDERS MORRIS LLC
June 9, 2008 - October 5, 2011
GHE ADVISERS, L.P.
June 9, 2008 - March 1, 2021
CYPRESS CREEK PARTNERS
June 9, 2008 - November 18, 2022
SALIENT ADVISORS, L.P.
January 31, 2008 - November 11, 2008
SANDERS MORRIS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2023)
(10/31/2023)
Exams
Series 52TO
Date: 10/31/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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