Avneet Kaur

CORE INVESTMENT CAPITAL LLC

Woodland Hills, CA 91367

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CRD#: 5137030

Professional summary

Avneet Kaur is a registered financial advisor currently at CORE INVESTMENT CAPITAL LLC located in Woodland Hills, California.

Avneet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Avneet has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*Core Family Office & Napa Real Estate; Real Estate sales; Fixed Life Insurance & Fixed Annuities Sales; approx. 20 hours per month; approx. 10 hours per month during trading hours *Avneet Kaur Solo Prop; Life Insurance Sales; approx. 20 hours per month; approx. 10 hours per month during trading hours * Tax Family Office; Co-founder; Investment related: No; 6200 canoga ave #305 Woodland hills Ca 91367; Accounting firm; Consulting on Investments and the taxes they generate ; Start date with business: 2024-05-12; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Puja Sohi ; Website address for the organization: www.taxfamilyoffice.com.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avneet Kaur's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

CORE INVESTMENT CAPITAL LLC

Office #1: 6200 Canoga Ave Suite 305, Woodland Hills, CA 91367

RIA

CRD#: 316134

Woodland Hills, CA

Past

May 2, 2022 - November 17, 2022

CORECAP ADVISORS

RIA

CRD#: 158819

Van Nuys, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2021

Uniform Investment Adviser Law Examination

Current Firm

CORE INVESTMENT CAPITAL LLC

CRD#: 316134 / SEC#:

California

Registered Investment Advisory firm - (9/3/2021 Approved)

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Contact information

Main Address

6200 Canoga Ave Suite 305, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 326-1042

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 272,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Avneet Kaur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avneet Kaur's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORE INVESTMENT CAPITAL LLC

CORECAP ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2021

Current Firm

CORE INVESTMENT CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORE INVESTMENT CAPITAL LLC

TRUST BUT VERIFY

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