Curtis E. Hollowell

REDMOUNT CAPITAL PARTNERS LLC

Newport Beach, CA 92660

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CRD#: 5136886

Professional summary

Curtis Edward Hollowell is a registered financial advisor currently at REDMOUNT CAPITAL PARTNERS LLC located in Newport Beach, California.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Curtis has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE AGENT; INVESTMENT RELATED; 1/2015; APPROXIMATELY 30% OF TIME. (2) SELLWISE INC.; NO; NEWPORT BEACH, CA; BUSINESS DATA & ANALYTICS; PRESIDENT; .7/2025; 20/ HRS MO; 20/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Edward Hollowell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2015 - Present

REDMOUNT CAPITAL PARTNERS LLC

Office #1: 23 Corporate Plaza Dr. Suite 150, Newport Beach, CA 92660

RIA

CRD#: 174198

Newport Beach, CA

Past

January 2, 2014 - February 5, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

IRVINE, CA

Past

May 6, 2008 - February 5, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

IRVINE, CA

Past

July 27, 2006 - April 29, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

TEMECULA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2015)

IAR

Texas
(9/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

REDMOUNT CAPITAL PARTNERS LLC

CRD#: 174198 / SEC#:

California

Registered Investment Advisory firm - (1/28/2015 Approved)

New Jersey

Registered Investment Advisory firm - (2/3/2015 Approved)

New York

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/11/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

23 Corporate Plaza Dr. Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 478-3512

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 38,885,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Curtis E. Hollowell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Edward Hollowell's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDMOUNT CAPITAL PARTNERS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2013

Series 63

Date: 7/27/2006

SIE

Date: 2/5/2015

Series 6

Date: 7/26/2006

Current Firm

REDMOUNT CAPITAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDMOUNT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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