RN
Rodrigo Noschese
BANCO DO BRASIL SECURITIES LLC
MIAMI, FL 33131
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CRD#: 5136870
RN
Professional summary
Rodrigo Noschese is a registered financial professional currently at BANCO DO BRASIL SECURITIES LLC located in Miami, Florida.
Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2006. Rodrigo has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rodrigo Noschese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2022 - Present
BANCO DO BRASIL SECURITIES LLC
Office #1: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131RIA
BD
CRD#: 132701
MIAMI, FL
Past
July 24, 2018 - June 11, 2021
CREDIT AGRICOLE SECURITIES (USA) INC.
BD
CRD#: 190
MIAMI, FL
Past
March 17, 2017 - July 17, 2018
XP INVESTMENTS US, LLC
BD
CRD#: 156691
MIAMI, FL
Past
October 10, 2013 - January 27, 2017
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
MIAMI, FL
Past
July 23, 2013 - January 27, 2017
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MIAMI, FL
Past
October 1, 2010 - March 8, 2013
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 17053
SAO PAULO,
Past
May 1, 2006 - June 30, 2006
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 17053
SAN JUAN, PR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2023)
RR
California(6/23/2022)
RR
Colorado(6/23/2022)
RR
Delaware(6/23/2022)
RR
District of Columbia(6/23/2022)
RR
Florida(6/23/2022)
RR
Indiana(9/5/2023)
RR
Maryland(6/23/2022)
RR
Massachusetts(12/9/2024)
RR
Minnesota(6/23/2022)
RR
New York(6/10/2022)
RR
South Dakota(4/24/2024)
RR
Texas(6/23/2022)
RR
Virginia(6/23/2022)
RR
Washington(9/5/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BD
BANCO DO BRASIL SECURITIES LLC
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Phone number
(407) 608-1780
Established
New York since 07/12/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
Disclosures
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701Miami, FL 33131TRUST BUT VERIFY
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