DA
Daniel Ades
KAWA CAPITAL MANAGEMENT
Hallandale Beach, FL 33009
Some features on this profile are disabled
CRD#: 5136712
DA
Professional summary
Daniel Ades is a registered financial advisor currently at KAWA CAPITAL MANAGEMENT, INC. located in Hallandale Beach, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 1 firm and has passed the Series 65, Series 66, Series 34 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Ades is the Managing Member of his family office, the GADA Family Office, which operates from the same physical address as that of Kawa Capital Management, Inc. ("KCM"). GADA Family Office carries on investment-related business and serves a number of family entities and trusts that Mr. Ades controls, all of which are Clients of KCM. Mr. Ades' position as Managing Member started on February 16, 2022, and he devotes approximately three hours per month to it, of which a portion may be during securities trading hours. His duties include investment management on behalf of the GADA Family Office and oversight of its operations.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ades's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2012 - Present
KAWA CAPITAL MANAGEMENT, INC.
Office #1: 1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009RIA
CRD#: 157780
Hallandale Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KAWA CAPITAL MANAGEMENT, INC.
KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780 / SEC#: 801-72771
RIA
Registered Investment Advisory firm - (10/7/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/10/2022)
IAR
Florida(1/9/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KC
KAWA CAPITAL MANAGEMENT, INC.
KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780 / SEC#: 801-72771
RIA
Registered Investment Advisory firm - (10/7/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009
Mailing Address
Phone number
(305) 560-5200
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 3,015,309,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KAWA CAPITAL MANAGEMENT, INC.
CRD#: 157780Hallandale Beach, FL 33009TRUST BUT VERIFY
Monitor Daniel Ades
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
