RH
Ralph (. Horn
ASTON CAPITAL MANAGEMENT
Coral Gables, FL 33134
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CRD#: 5136688
RH
Professional summary
Ralph (nmn) Horn, who also goes by Ralph Horn, is a registered financial advisor currently at ASTON CAPITAL MANAGEMENT located in Coral Gables, Florida.
Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ralph has worked at 2 firms and has passed the Series 65 and Series 66 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ralph Horn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business activities: Bridgeloan Investors Inc.: Ralph is a Director at Bridgeloan Investors Inc, Ralph owns a minority position of Bridgeloan. Ralph provides some analysis on company projects, provides ongoing management as needed, and oversees the financials for the company. Bridgeinvest LLC: Bridgeinvest offers and manages opportunities in real estate lending to investors. The company is also the Manager and General Partner of the Bridgeinvest Specialty Credit Fund, LLLP which is a non-registered investment fund that invests in mortgages and notes always collateralized by real estate. Ralph owns a minority position of Bridgeinvest and also on the Board. H2A Capital Corp, Ralph is a Director at H2A Capital, Ralph owns a position of H2A Capital. Ralph provides some analysis on company projects, provides ongoing management as needed, and oversees the financials for the company. Edinvest Education, LLC: Edinvest Education, LLC (Edinvest) is a company that has a minority participation in two different companies: 1.L&S Investment Advisors, which is a Florida Registered Investment Advisor. Ralph does not participate in the management or in the investment process of L&S, however L&S does sub lease space from HEIC and the firms are co-located in the same space. It is anticipated that there may be some referrals of clients between the firms but this has yet to occur. 2.Liberta Global,LLC which focuses on courses online for foreigners, teaching them how to invest in the American market. Liberta Global also shares the office of HEIC. Started in 11/2016 and spends 0 hours on this endeavor and is a minority shareholder.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph (nmn) Horn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
ASTON CAPITAL MANAGEMENT
Office #1: 355 Alhambra Circle Suite 1350, Coral Gables, FL 33134RIA
CRD#: 291310
Coral Gables, FL
Past
September 7, 2011 - October 5, 2023
HORN EICHENWALD INVESTMENTS CORP.
RIA
CRD#: 140533
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASTON CAPITAL MANAGEMENT
ASTON CAPITAL MANAGEMENT
CRD#: 291310 / SEC#: 801-112788
RIA
Registered Investment Advisory firm - (4/9/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/27/2023)
Exams
State Security Law Exam
State Security Law Exam
Current Firm
AC
ASTON CAPITAL MANAGEMENT
ASTON CAPITAL MANAGEMENT
CRD#: 291310 / SEC#: 801-112788
RIA
Registered Investment Advisory firm - (4/9/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
355 Alhambra Circle, Suite 1350, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 722-5989
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 553,848,145 |
Red Flags
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Company Information
ASTON CAPITAL MANAGEMENT
CRD#: 291310Coral Gables, FL 33134TRUST BUT VERIFY
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