Omar Haroon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Haroon was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 2006. Omar had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2012 - September 5, 2012
MASTER STRUCTURED ALTERNATIVE ASSET RELATED STRATEGIES, LLC
July 30, 2009 - April 28, 2018
KENTER CANYON CAPITAL, LLC
July 17, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
July 3, 2006 - May 13, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTER STRUCTURED ALTERNATIVE ASSET RELATED STRATEGIES, LLC
CRD#: 153888 / SEC#: 801-71550
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,211,430 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
