RR
Robert J. Roach
BFC PLANNING
Greenville, SC 29605
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CRD#: 5136246
RR
Professional summary
Robert Joshua Roach, CFP® is a registered financial advisor currently at BFC PLANNING, INC. located in Greenville, South Carolina and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Greenville, South Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Robert Roach Insurance-N-Greenville, SC-Insurance Sales-Agent-01/2011-4-4-Recommend and provide Life, Health, or Disability insurance to clients 2.YMCA Caine Halter Board Member-N-Greenville, SC-Help w/ Campaign efforts-Board Member-01/2016-1-0-Act as Chair of the programs committee that evaluates YMCA Caine Halter Programs throughout the year 3.Campaign Cabinet Member for United Way of Greenville County-N-Greenville, SC-Help w/ Campaign efforts-Cabinet Member-01/2016-1-0-Help w/ Coordination and Campaign efforts 4.Dynamic Recovery Solutions-N-Greenville, SC-Providing leads-Liason-05/2016-1-1-Provide Introductions and leads on potential business opportunities for Dynamic Recovery Solutions 5.Maness & Roach, LLC-N-Greenville, SC-Negotiation for PGA Players-Agent-01/2017-5-5-Act as agent for contract and appearance negotiations for players on the PGA Tour, Web.com, mini-tours, etc. 6. Cottonwood Construction & Design, LLC- N- Spartanburg, SC- Company financials- CFO- 11/2025- 10- 0- Help with Finances and Budgeting, and Payroll.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joshua Roach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
July 31, 2017 - Present
BFC PLANNING, INC.
Office #1: 10 Aberdeen Dr., Greenville, SC 29605RIA
CRD#: 119682
Greenville, SC
Current
July 31, 2017 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 10 Aberdeen Drive, Greenville, SC 29605RIA
BD
CRD#: 13609
Greenville, SC
Past
December 3, 2010 - July 31, 2017
NORRIS FINANCIAL GROUP, LLC
RIA
CRD#: 129422
GREENVILLE, SC
Past
August 20, 2010 - August 2, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2022)
RR
California(9/12/2019)
RR
Florida(6/22/2022)
RR
Georgia(7/31/2017)
RR
Minnesota(6/22/2022)
RR
North Carolina(7/31/2017)
RR
Pennsylvania(5/19/2022)
RR
South Carolina(7/31/2017)
IAR
South Carolina(7/31/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Greenville, SC 29605TRUST BUT VERIFY
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