JO
John N. Obannon
AKRE CAPITAL MANAGEMENT
Middleburg, VA 20117
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CRD#: 5135922
JO
Professional summary
John Norris Obannon III, CIMA®, who also goes by John Norris O'bannon III, John Norris O'bannon, John Norris Obannon, John Obannon, is a registered financial advisor currently at AKRE CAPITAL MANAGEMENT, LLC located in Middleburg, Virginia and FORESIDE FUND SERVICES, LLC located in Middleburg, Virginia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Norris O'bannon Iii | John Norris O'bannon | John Norris Obannon | John Obannon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Akre Capital Management LLC; Investment Related; Middleburg, VA; Asset Management; Director, Institutional Fund Distribution; Start 11/2023; 160 hours per month 2) The Plains Volunteer Fire Company; Non-Investment Related; Fire and EMS; The Plains, VA; Start 01/2023; Sergeant; 30 hours per month, 0 during securities trading hours 3) Thunder Oak Governance, INC; Non-Investment Related; Home Owner's Association; President; Start 06/2019; 10 hours per month, 0 during trading hours; Serve as the President of the Thunder Oak HOA; work with the treasurer, architectural review committee, grounds committee, and be the primary point of contact for homeowners. 4) John O'Bannon III & Brittany L O'Bannon; Investment Related; Rental Property; No Position; Start 06/2022; 1 hour per month; 0 during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view John Norris Obannon III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 7, 2023 - Present
AKRE CAPITAL MANAGEMENT, LLC
Office #1: 2 West Marshall Street, Middleburg, VA 20117RIA
CRD#: 109242
Middleburg, VA
Current
December 11, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 2 W Marshall Street, Middleburg, VA 20117BD
CRD#: 46106
Middleburg, VA
Past
March 13, 2012 - December 8, 2023
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
WARRENTON, VA
Past
March 13, 2012 - November 16, 2023
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
June 14, 2010 - February 29, 2012
AKRE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 109242
MIDDLEBURG, VA
Past
May 24, 2006 - April 13, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
May 5, 2006 - April 13, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AKRE CAPITAL MANAGEMENT, LLC
AKRE CAPITAL MANAGEMENT, LLC
CRD#: 109242 / SEC#: 801-57156
RIA
Registered Investment Advisory firm - (1/12/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2023)
RR
Alaska(1/2/2024)
RR
Arizona(1/2/2024)
RR
Arkansas(1/2/2024)
RR
California(12/21/2023)
RR
Colorado(1/2/2024)
RR
Connecticut(1/2/2024)
RR
Delaware(1/2/2024)
RR
District of Columbia(1/2/2024)
RR
Florida(1/2/2024)
RR
Georgia(12/21/2023)
RR
Hawaii(1/2/2024)
RR
Idaho(1/2/2024)
RR
Illinois(1/2/2024)
RR
Indiana(1/2/2024)
RR
Iowa(1/2/2024)
RR
Kansas(1/2/2024)
RR
Kentucky(1/2/2024)
RR
Louisiana(1/2/2024)
RR
Maine(1/2/2024)
RR
Maryland(1/2/2024)
RR
Massachusetts(1/2/2024)
RR
Michigan(1/2/2024)
RR
Minnesota(1/2/2024)
RR
Mississippi(1/2/2024)
RR
Missouri(1/26/2024)
RR
Montana(1/4/2024)
RR
Nebraska(1/2/2024)
RR
Nevada(1/2/2024)
RR
New Hampshire(1/2/2024)
RR
New Jersey(1/2/2024)
RR
New Mexico(1/2/2024)
RR
New York(1/2/2024)
RR
North Carolina(12/21/2023)
RR
North Dakota(1/2/2024)
RR
Ohio(1/2/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/2/2024)
RR
Pennsylvania(1/2/2024)
RR
Rhode Island(1/2/2024)
RR
South Carolina(1/2/2024)
RR
South Dakota(1/2/2024)
RR
Tennessee(1/2/2024)
RR
Texas(1/2/2024)
RR
Utah(1/2/2024)
RR
Vermont(1/2/2024)
IAR
Virginia(12/7/2023)
RR
Virginia(12/11/2023)
RR
Washington(1/2/2024)
RR
West Virginia(1/2/2024)
RR
Wisconsin(1/2/2024)
RR
Wyoming(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AKRE CAPITAL MANAGEMENT, LLC
AKRE CAPITAL MANAGEMENT, LLC
CRD#: 109242 / SEC#: 801-57156
RIA
Registered Investment Advisory firm - (1/12/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 West Marshall Street, Middleburg, VA 20117
Mailing Address
Po Box 998, Middleburg, VA 20118-0998
Phone number
(540) 687-8923
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 245 |
| AUM (Assets Under Management) | $ 14,378,542,313 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 09/12/2024 | ||
| 12/20/2023 | ||
| 12/13/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
