Subir N. Grewal

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

Tulsa, OK

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CRD#: 5135856

Professional summary

Subir Nmn Grewal, CFP®, who also goes by Subir Grewal, is a registered financial advisor currently at WASHINGTON SQUARE CAPITAL MANAGEMENT LLC located in Tulsa, Oklahoma.

Subir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Subir has worked at 2 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Subir Grewal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Greyker, Inc./ No / 600 1st Ave, Ste 330 PMB 962613 Seattle, WA 98104 / Technology Consulting / Senior Consultant / CEO / April 2025 / 140 hours / 5 hours on average per trading day / Advise clients on technology decisions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Subir Nmn Grewal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 8174

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC | WSQ CAPITAL

CRD#: 150335 / SEC#: 801-96237

RIA

Registered Investment Advisory firm - (5/8/2015 Approved)

California

Registered Investment Advisory firm - (12/31/2015 Terminated)

Connecticut

Registered Investment Advisory firm - (12/31/2015 Terminated)

New York

Registered Investment Advisory firm - (12/31/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/15/2023)

IAR

Oklahoma
(6/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/16/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 8/16/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/8/2006

General Securities Representative Examination

Current Firm

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC | WSQ CAPITAL

CRD#: 150335 / SEC#: 801-96237

RIA

Registered Investment Advisory firm - (5/8/2015 Approved)

California

Registered Investment Advisory firm - (12/31/2015 Terminated)

Connecticut

Registered Investment Advisory firm - (12/31/2015 Terminated)

New York

Registered Investment Advisory firm - (12/31/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2015 Terminated)

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Contact information

Main Address

222 Broadway 19th Flr, New York, NY 10038

Mailing Address

Phone number

(646) 450-9772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 81,865,053

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Subir N. Grewal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Subir Nmn Grewal's CRS (Customer Relationship Summary).

Certified licenses

Experience

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2016

Series 66

Date: 6/16/2006

Series 3

Date: 8/16/2007

Series 7

Date: 6/8/2006

Current Firm

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WASHINGTON SQUARE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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